PPMS BY A FORMER SECURITIES REGULATOR. DONE RIGHT AND FAST. FOR LESS.
DO YOU NEED A PPM OR FORM C? YES.
HOW LONG AND HOW MUCH? FROM A DAY TO A WEEK AND FLEXIBLE ($700 - $8,000).
BEST OFFERINGS FOR STARTUPS? 506(b), 506(c), & REG CF.
A PPM (private placement memorandum) or Form C (Crowdfunding - Regulation CF) spells out how much you are raising and why, the risks of loss, the sources and uses of funds, information about management, your compensation, etc. A Form C is required, and a well-written PPM is critical for any potential regulator investigations, is an excellent defense against participant lawsuits, and can save tens of thousands of dollars in potential legal bills. I can prepare your PPM or Form C, or review the PPM or Form C you prepared.
BEST OFFERINGS FOR STARTUPS? 506(b), 506(c), & REG CF.
HOW LONG AND HOW MUCH? FROM A DAY TO A WEEK AND FLEXIBLE ($700 - $8,000).
BEST OFFERINGS FOR STARTUPS? 506(b), 506(c), & REG CF.
For most early stage and startup companies, the offerings that can raise the most money with the least regulation are: (i) an "Accredited Investor" only Rule 506(b) offering (unlimited maximum raise, no general solicitation); OR (ii) a Rule 506(c) offering (unlimited maximum raise, all participants must prove they are "Accredited Investors", general solicitation allowed); AND/OR (possibly with a Rule 506(c) offering), a Crowdfunding (Regulation CF) offering ($5MM maximum raise, must be offered through a registered crowdfunding portal, general solicitation allowed). I specialize in these types of offerings.
HOW LONG AND HOW MUCH? FROM A DAY TO A WEEK AND FLEXIBLE ($700 - $8,000).
HOW LONG AND HOW MUCH? FROM A DAY TO A WEEK AND FLEXIBLE ($700 - $8,000).
MY EXPERIENCE? ATTORNEY, FORMER SECURITIES REGULATOR AND 2O+ YEARS EXPERIENCE.
Pricing is flexible. I can just review the PPM that you have prepared (done in a couple of hours and usually around $700) to preparing all the documents, including the executive summary (done in about a week and usually around $8,000). I can work on an hourly basis ($350/hr) or for an all inclusive flat fee. I can usually review a PPM the same day or the next day, or have a PPM prepared in a week or less. I take credit cards and checks. Call me for a free consultation and we can find a solution that fits your timeline and your budget.
MY EXPERIENCE? ATTORNEY, FORMER SECURITIES REGULATOR AND 2O+ YEARS EXPERIENCE.
OTHER SERVICES - Form D and State Filings, Company Formation and Resolutions, Other Agreements.
MY EXPERIENCE? ATTORNEY, FORMER SECURITIES REGULATOR AND 2O+ YEARS EXPERIENCE.
I am a lawyer former Enforcement Attorney with the Texas State Securities Board and a former Compliance Examiner with FINRA (formerly NASDR). I also am an entrepreneur and business owner. I have been preparing private placement memorandums for clients and myself in private practice for over 20 years. I know what type of PPM or if a Form C will be best for you to raise the most funds for the least cost, and what regulators look for in PPMs so that you can raise funds with peace of mind.
OTHER SERVICES - Form D and State Filings, Company Formation and Resolutions, Other Agreements.
OTHER SERVICES - Form D and State Filings, Company Formation and Resolutions, Other Agreements.
OTHER SERVICES - Form D and State Filings, Company Formation and Resolutions, Other Agreements.
OTHER SERVICES - Form D and State Filings, Company Formation and Resolutions, Other Agreements.
OTHER SERVICES - Form D and State Filings, Company Formation and Resolutions, Other Agreements.
Rule 506(b) and Rule 506(c) offerings require a Form D filing within 15 days of the first sale with the SEC. Most states also require a notification filing within 15 days of the first sale within that state. A Crowdfunding (Regulation CF) offering requires a Form C filing with the SEC prior to the offering. Many clients form a company that raises the funds, and then another company to own any assets to keep any liabilities contained within that company. That way any liabilities do not cross over into the assets of another company. I can help with all of this, plus any agreements, etc. you might need.
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